Resources
Resources
Sharing our perspective with Top Financial and Business Media.
Form ADV Part 2 Brochure
This Firm Brochure (“Brochure”) provides information about the qualifications and business practices of Sierra Investment Management, LLC (“Sierra”).
Investor Privacy Notice, March 2025
This Privacy Policy explains the manner in which Sierra Investment Management, LLC, collects, utilizes and maintains non-public personal information about investors, both current and former, who are individuals, as required under federal and other applicable data protection laws.
Form ADV Part 3 CRS, October 2024
Client Relationship Summary – Sierra Investment Management, LLC (“Sierra”) is registered with the Securities and Exchange Commission as an investment adviser. The services offered and fees charged by an investment adviser differ from those of broker-dealers and it is important that you understand the differences.
Form ADV Part 2B Brochure Supplement
This brochure supplement provides information about the Sierra Investment team that supplements the Sierra Investment Management, LLC brochure.
Investment Program Summary
We deploy our tactical, rules-based process across asset classes and spectrums of risk.
Risk Matters: The Importance of Keeping Losses Small
The investment rate of return necessary to recover the loss or get back on your growth track is larger than the loss.
If you’re close to retiring or already retired, losing 20% of your money can make it really hard to bounce back.
Strategic Income Program Details
View Details The Sierra Strategic Income Program (the “Program”) has two objectives, to provide total return and to limit exposure to downside risk. The Program offers exposure
Municipal Bond Program Details
View Details The Sierra Municipal Bond Program (the “Program”) has two objectives, to provide total return and to limit exposure to downside risk. The Program offers exposure
High Yield Corporate Bond Program Details
View Details The Sierra High Yield Corporate Bond Program (the “Program”) has two objectives, to provide total return and to limit exposure to downside risk. The Program
Conservative Allocation Program Details
View Details The Sierra Conservative Allocation Program (the “Program”) has two objectives, to provide total return and to limit exposure to downside risk. The Program offers a
California Municipal Bond Program Details
View Details The Sierra California Municipal Bond Program (the “Program”) has two objectives, to provide total return and to limit exposure to downside risk. The Program offers
James St. Aubin talks Q2 earnings and Fed policy with Schwab Network
James St. Aubin joined Schwab Network to talk Q2 earnings, Fed policy, and the real risks that could shake investor confidence.